Sze Wan Mak
麥詩韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wan Mak (麥詩韻), a licensed Representative with CE reference ANZ865. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-24 | present |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-24 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-24 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-19 | 2018-01-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-14 | 2018-01-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-14 | 2018-01-31 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2006-11-13 | 2007-05-28 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-13 | 2007-05-28 |