Shui Wah Lo
盧萃樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Wah Lo (盧萃樺), a licensed Responsible Officer with CE reference AOB249. Currently licensed at 1 firm(s): G. H. Financials (Hong Kong) Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-08-01 | present |
| G. H. Financials (Hong Kong) Limited 港匯金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-04 | 2022-08-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-03-03 | 2014-04-11 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-27 | 2014-02-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-15 | 2014-04-11 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-18 | 2007-05-15 |