David See Wing Yao
姚思榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David See Wing Yao (姚思榮), a licensed Responsible Officer with CE reference AOB931. Currently licensed at 1 firm(s): Chocolate Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-04 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-06 | 2015-05-30 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2006-10-31 | 2009-03-03 |