Casemen Yuk Kiu Wan
温玉嬌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Casemen Yuk Kiu Wan (温玉嬌), a licensed former licensee with CE reference AOC783. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-05-03 | 2023-12-31 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 — Asset management | 2023-05-03 | 2023-12-31 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-30 | 2022-05-30 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 — Asset management | 2019-10-30 | 2022-05-30 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-11 | 2019-10-23 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2019-10-23 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2019-10-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2018-12-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | 2018-12-05 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2015-03-18 | 2018-12-05 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2014-04-08 | 2018-12-05 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2014-04-08 | 2018-12-05 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-09-03 | 2012-10-11 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2010-09-03 | 2012-10-11 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-17 | 2010-06-30 |