Samir Joshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samir Joshi ( ), a licensed former licensee with CE reference AOE036. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maso Capital Partners Limited | Rep | Type 9 — Asset management | 2015-07-28 | 2022-08-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-10-03 | 2015-06-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-10-03 | 2015-06-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-03 | 2015-06-10 |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-09-05 | 2010-06-15 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-11-15 | 2008-02-22 |