Anita Ting Wai Lam
林庭慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anita Ting Wai Lam (林庭慧), a licensed former licensee with CE reference AOE462. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-19 | 2018-05-25 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-19 | 2018-05-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-08 | 2016-05-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-03-08 | 2016-05-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-03-08 | 2016-05-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-03-08 | 2016-05-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-04 | 2010-06-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-04 | 2010-06-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-01-04 | 2010-06-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-11-17 | 2007-05-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-11-17 | 2007-05-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-11-17 | 2007-05-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-11-17 | 2007-05-28 |