Mujtaba Syed Ali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mujtaba Syed Ali, a licensed Responsible Officer with CE reference AOE776. Currently licensed at 1 firm(s): Mesirow Financial Hong Kong, Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mesirow Financial Hong Kong, Limited |
RO | Type 1 — Dealing in securities | 2012-06-05 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-28 | 2011-10-21 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2006-11-23 | 2007-09-10 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2006-11-23 | 2007-09-10 |