Suh Yung Lee

CE No. AOG294 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suh Yung Lee (), a licensed former licensee with CE reference AOG294. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2023-03-01 2023-05-31
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 — Advising on securities 2023-03-01 2023-05-31
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2013-05-31 2022-01-30
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2012-08-08 2022-01-30
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 — Dealing in securities 2012-08-08 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 — Dealing in futures contracts 2012-08-08 2013-08-31
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 — Advising on corporate finance 2012-08-08 2022-02-04
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 — Advising on securities 2008-08-19 2012-04-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2008-06-30 2012-04-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 — Advising on corporate finance 2008-06-30 2012-04-28
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2006-11-29 2008-04-16
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 — Dealing in securities 2006-11-29 2008-04-16
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 — Advising on corporate finance 2006-11-29 2008-04-16

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