Wai Man Ng
伍慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Ng (伍慧敏), a licensed Representative with CE reference AOI975. Currently licensed at 1 firm(s): BEA Union Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-08 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-28 | 2011-06-23 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-29 | 2011-06-23 |