Yin Chen
陳垠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Chen (陳垠), a licensed former licensee with CE reference AOI998. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-14 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-14 | 2010-04-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-14 | 2010-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-06-26 | 2009-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-26 | 2009-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-26 | 2009-01-12 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-29 | 2007-05-31 |