Kyu Jung Sim
沈揆正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kyu Jung Sim (沈揆正), a licensed former licensee with CE reference AOK162. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-05 | 2022-12-31 |
| CDIB Capital International (Hong Kong) Corporation Limited 中華開發資本國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-05 | 2022-12-31 |
| Carlyle Global Credit (Asia) Limited | Rep | Type 9 — Asset management | 2015-06-15 | 2019-09-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-12 | 2015-01-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-12 | 2015-01-05 |