Xue (SFC:AOK741) Bai
柏雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xue (SFC:AOK741) Bai (柏雪), a licensed former licensee with CE reference AOK741. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2013-04-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-16 | 2008-06-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-16 | 2008-06-30 |