Hao (SFC:AOL324) Tang
湯浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao (SFC:AOL324) Tang (湯浩), a licensed former licensee with CE reference AOL324. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-21 | 2025-06-11 |
| Wilson International Capital Limited 滙生國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-21 | 2025-06-12 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-24 | 2020-05-21 |
| Wilson International Capital Limited 滙生國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-04-24 | 2020-05-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-02 | 2019-06-12 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-13 | 2019-06-12 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-19 | 2018-03-02 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-21 | 2017-09-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-27 | 2017-01-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-15 | 2017-01-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-15 | 2017-01-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-04-15 | 2014-08-05 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-28 | 2014-01-27 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-02-23 | 2014-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-25 | 2014-01-27 |