Hua Shen Yu
余華莘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua Shen Yu (余華莘), a licensed former licensee with CE reference AON773. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-11 | 2024-12-10 |
| Capstone Capital Management Limited 頂石資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-11 | 2024-12-10 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-19 | 2022-04-19 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2022-04-19 | 2022-04-19 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-12-21 | 2022-04-19 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2021-12-21 | 2022-04-19 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2021-12-21 |
| Olive Asset Management (Hong Kong) Limited 橄欖樹資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2020-07-06 | 2021-12-21 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-08 | 2020-01-11 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-08 | 2020-01-11 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-08 | 2020-01-11 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-20 | 2013-03-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-20 | 2013-03-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2009-07-22 | 2010-05-16 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-07 | 2010-05-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2009-07-07 | 2010-05-16 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-13 | 2009-07-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2007-02-06 | 2008-02-01 |