Francois Henri Lam
林志雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois Henri Lam (林志雄), a licensed Representative with CE reference AON976. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-21 | present |
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-15 | 2024-04-12 |
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-06 | 2024-05-31 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-12 | 2022-11-15 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-24 | 2021-12-06 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-08 | 2020-11-12 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-07 | 2016-04-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-11 | 2016-04-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-10 | 2009-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-10 | 2009-12-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-02-10 | 2009-12-17 |