Connie Ngan Lui
呂雁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Ngan Lui (呂雁), a licensed former licensee with CE reference AOO869. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-02 | 2017-05-05 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2011-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2011-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-01 | 2011-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-01 | 2011-12-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | 2011-01-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-20 | 2011-01-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-04-23 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-02-16 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-16 | 2010-11-01 |