Robert Charles Stanley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Charles Stanley ( ), a licensed former licensee with CE reference AOQ941. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
Rep | Type 9 — Asset management | 2019-10-15 | 2020-03-31 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2016-10-03 | 2017-09-15 |
| BFAM Partners (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-03-30 | 2015-12-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-09 | 2011-11-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-05 | 2011-11-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-05 | 2011-11-01 |