Sui Chong Yiu
姚穗莊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sui Chong Yiu (姚穗莊), a licensed former licensee with CE reference AOS002. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2023-10-17 | 2025-04-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-11-13 | 2023-10-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-11-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-06-10 | 2016-12-18 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2015-04-25 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-01 | 2015-04-25 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-04 | 2011-01-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-04 | 2011-01-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-14 | 2007-04-27 |