Chunbo Li
李春波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chunbo Li (李春波), a licensed Responsible Officer with CE reference AOS336. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 7 — Providing automated trading services. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-14 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-14 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 7 — Providing automated trading services | 2021-05-14 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-11 | 2021-05-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-11 | 2021-05-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2020-09-11 | 2021-05-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-21 | 2013-02-26 |