Moon Tong Wai
衛滿堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moon Tong Wai (衛滿堂), a licensed Responsible Officer with CE reference AOS566. Currently licensed at 1 firm(s): Evident Platform Services Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evident Platform Services Limited |
RO | Type 1 — Dealing in securities | 2023-12-21 | present |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-19 | 2022-11-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
RO | Type 9 — Asset management | 2019-02-19 | 2022-11-22 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-18 | 2019-02-19 |
| Regan International Asset Management Limited 雷根國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-18 | 2019-02-19 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-07 | 2019-01-16 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-03-07 | 2019-01-16 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-07 | 2017-03-07 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-07 | 2017-03-07 |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 — Advising on securities | 2016-08-23 | 2016-11-30 |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2016-08-23 | 2016-11-30 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-09 | 2016-08-23 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 9 — Asset management | 2016-08-09 | 2016-08-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-26 | 2013-08-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-26 | 2013-08-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2013-02-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2008-03-14 | 2013-02-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2012-03-20 |