Gregoire Adrien Clement Thomas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregoire Adrien Clement Thomas, a licensed Representative with CE reference AOU407. Currently licensed at 1 firm(s): Jain Global (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jain Global (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-08-18 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-04-11 | 2019-08-31 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2017-11-30 | 2019-08-31 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2017-11-30 | 2019-08-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-07-12 | 2017-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-07-12 | 2017-11-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-08 | 2017-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-08 | 2017-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2011-04-08 | 2017-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-20 | 2011-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-07-20 | 2011-04-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2011-04-08 |