Winson Wing Sum Tai
戴穎琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winson Wing Sum Tai (戴穎琛), a licensed Responsible Officer with CE reference AOV063. Currently licensed at 1 firm(s): Luxence Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luxence Capital Limited 昭華資本有限公司 |
RO | Type 9 — Asset management | 2019-09-23 | present |
| Luxence Capital Limited 昭華資本有限公司 |
Rep | Type 9 — Asset management | 2019-09-23 | 2019-09-23 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-04-02 | 2019-04-12 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-23 | 2011-08-27 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-08-23 | 2011-08-27 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-11-06 | 2008-12-31 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-20 | 2008-10-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-20 | 2008-10-03 |