Kwok Hang Tse
謝國恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hang Tse (謝國恒), a licensed Representative with CE reference AOW770. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-22 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-22 | present |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | 2024-07-04 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-16 | 2024-07-04 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-26 | 2023-01-13 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-26 | 2023-01-13 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-07 | 2018-01-19 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2018-01-19 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-24 | 2016-12-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-08 | 2014-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-18 | 2010-06-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-06 | 2007-12-06 |