Ling Yan Yeung
楊苓欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Yan Yeung (楊苓欣), a licensed Responsible Officer with CE reference AOX091. Currently licensed at 1 firm(s): CC SIF Advisory Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC SIF Advisory Limited |
RO | Type 1 — Dealing in securities | 2020-02-07 | present |
| CC SIF Advisory Limited |
RO | Type 4 — Advising on securities | 2020-02-07 | present |
| CC SIF Advisory Limited |
RO | Type 6 — Advising on corporate finance | 2020-02-07 | present |
| CC SIF Advisory Limited |
RO | Type 9 — Asset management | 2020-02-07 | present |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2024-12-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-15 | 2024-12-31 |
| CC SIF Advisory Limited |
Rep | Type 4 — Advising on securities | 2017-09-15 | 2020-02-07 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-15 | 2024-12-31 |
| CC SIF Advisory Limited |
Rep | Type 6 — Advising on corporate finance | 2017-09-15 | 2020-02-07 |
| CC SIF Advisory Limited |
Rep | Type 9 — Asset management | 2017-09-15 | 2020-02-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-24 | 2016-01-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-24 | 2016-01-06 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-24 | 2016-01-06 |
| CC SIF Advisory Limited |
Rep | Type 6 — Advising on corporate finance | 2009-02-23 | 2012-11-30 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-19 | 2012-11-30 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2012-11-30 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-19 | 2012-11-30 |
| CC SIF Advisory Limited |
Rep | Type 4 — Advising on securities | 2007-05-08 | 2012-11-30 |