Donough Thomas Murphy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donough Thomas Murphy, a licensed Responsible Officer with CE reference AOX162. Currently licensed at 1 firm(s): Ovata Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ovata Capital Management Limited 歐萬達基金管理有限公司 |
RO | Type 9 — Asset management | 2017-10-27 | present |
| BlueCrest Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2017-01-17 | 2017-03-31 |
| BlueCrest Capital Management (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2015-04-01 | 2017-03-31 |
| BlueCrest Capital Management (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2015-04-01 | 2017-03-31 |
| BlueCrest Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2014-09-24 | 2017-01-17 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-09 | 2014-04-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-09 | 2014-04-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-18 | 2010-07-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-06-24 | 2009-05-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2008-06-24 | 2009-05-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-06-05 | 2009-05-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-05 | 2009-05-20 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2009-05-20 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-14 | 2009-05-20 |