Sachin Doshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sachin Doshi ( ), a licensed former licensee with CE reference AOY091. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-08-26 | 2017-08-31 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
RO | Type 9 — Asset management | 2014-08-26 | 2017-08-31 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-25 | 2014-08-26 |
| APG Investments Asia Limited 荷蘭匯盈投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-07-25 | 2014-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-16 | 2011-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-05-16 | 2011-06-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-05-16 | 2011-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-05-16 | 2011-06-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-05-16 | 2011-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-05-16 | 2011-06-07 |