Wen-Hsien Chu
朱文賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen-Hsien Chu (朱文賢), a licensed former licensee with CE reference AOY184. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Critica Capital Management Limited 其迪資產管理有限公司 |
RO | Type 9 — Asset management | 2017-11-06 | 2018-02-05 |
| Critica Capital Management Limited 其迪資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-01 | 2017-11-06 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-06 | 2016-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2011-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-21 | 2011-06-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-21 | 2010-08-20 |