Leavitt Joseph Pope
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leavitt Joseph Pope ( ), a licensed former licensee with CE reference AOY694. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-22 | 2015-07-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-22 | 2015-07-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-29 | 2014-09-01 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-22 | 2012-06-29 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-22 | 2012-06-29 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-28 | 2010-08-20 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2010-08-20 |