Alan Metin Ersoy

CE No. AOY949 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Metin Ersoy, a licensed Responsible Officer with CE reference AOY949. Currently licensed at 2 firm(s): UBS Securities Hong Kong Limited, UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 13.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Hong Kong Limited Rep Type 7 — Providing automated trading services 2019-02-01 present
UBS Securities Asia Limited RO Type 1 — Dealing in securities 2018-09-21 present
UBS Securities Hong Kong Limited RO Type 1 — Dealing in securities 2018-09-21 present
UBS Securities Asia Limited Rep Type 2 — Dealing in futures contracts 2017-11-06 present
UBS Securities Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2017-11-06 present
UBS Securities Asia Limited Rep Type 1 — Dealing in securities 2017-11-06 2018-09-21
UBS Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2017-11-06 2018-09-21
Barclays Capital Asia Limited
巴克萊亞洲有限公司		 Rep Type 1 — Dealing in securities 2015-09-09 2016-01-21
Barclays Capital Asia Limited
巴克萊亞洲有限公司		 Rep Type 2 — Dealing in futures contracts 2015-09-09 2016-01-21
Merrill Lynch Far East Limited Rep Type 2 — Dealing in futures contracts 2010-08-24 2015-05-27
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2007-06-01 2015-05-27
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2007-06-01 2015-05-27
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2007-06-01 2010-08-24

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