Peng (SFC:AOZ129) Jia
賈鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng (SFC:AOZ129) Jia (賈鵬), a licensed Representative with CE reference AOZ129. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-28 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-19 | 2017-03-03 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-19 | 2017-03-03 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-19 | 2017-03-03 |
| BHI Investment Advisors (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2013-10-28 | 2015-11-06 |
| BHI Investment Advisors (Asia) Limited |
Rep | Type 4 — Advising on securities | 2013-10-28 | 2015-11-06 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-17 | 2012-05-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-17 | 2012-05-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-20 | 2011-09-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-20 | 2011-09-10 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2007-09-11 |