Catherine Yee Yin Ho
何綺盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Yee Yin Ho (何綺盈), a licensed former licensee with CE reference APA405. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 — Advising on securities | 2009-11-16 | 2011-09-15 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | 2009-11-16 | 2011-09-15 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2009-09-15 |