Wai Tak So
蘇煒德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tak So (蘇煒德), a licensed former licensee with CE reference APB340. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-17 | 2011-09-26 |
| Luen Fat Futures (H.K.) Limited 聯發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-17 | 2011-09-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-17 | 2010-02-26 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-17 | 2010-02-26 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-20 | 2009-07-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2009-07-31 |