Benjamin Robert Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Robert Williams, a licensed Responsible Officer with CE reference APD124. Currently licensed at 1 firm(s): Millennium Capital Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-05-13 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-12-16 | 2021-08-10 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-12-16 | 2021-08-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2021-08-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-06-26 | 2015-12-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-06-26 | 2015-12-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-26 | 2010-09-06 |