Siu Hong Li
李紹康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Li (李紹康), a licensed Representative with CE reference APD337. Currently licensed at 1 firm(s): Hang Seng Investment Services Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-04 | present |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-18 | 2015-09-24 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-19 | 2010-03-08 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-12 | 2008-11-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-02 | 2007-09-05 |