Louise Lok Yan Cheng
鄭樂炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louise Lok Yan Cheng (鄭樂炘), a licensed former licensee with CE reference APD386. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-02 | 2014-12-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2011-08-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-25 | 2009-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-06-25 | 2009-06-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2007-06-25 | 2009-06-23 |