Martin Joseph Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Joseph Harris ( ), a licensed former licensee with CE reference APE923. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jupiter Asset Management (Hong Kong) Limited 木星資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-17 | 2014-11-21 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-04 | 2013-02-28 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2012-10-04 | 2013-02-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2007-08-03 |