Cathy Sui Fan Ng
吳瑞芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Sui Fan Ng (吳瑞芬), a licensed Responsible Officer with CE reference APF205. Currently licensed at 1 firm(s): Genesis Capital Investment (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
RO | Type 9 — Asset management | 2022-01-19 | present |
| Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-12-02 | 2014-08-28 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-30 | 2013-09-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-04 | 2013-09-09 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-04 | 2013-09-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2010-04-22 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2010-04-22 |