King Chuen Kwok
郭景泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Chuen Kwok (郭景泉), a licensed Responsible Officer with CE reference APF731. Currently licensed at 1 firm(s): U&I Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-26 | present |
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-26 | present |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
RO | Type 4 — Advising on securities | 2018-11-21 | 2021-12-29 |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
RO | Type 9 — Asset management | 2018-11-21 | 2021-12-29 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 — Asset management | 2009-06-04 | 2011-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-07-11 | 2008-10-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-07-11 | 2008-10-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-07-11 | 2008-10-22 |