Benjamin Septimus Sheehan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Septimus Sheehan ( ), a licensed former licensee with CE reference APG270. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-04 | 2022-07-15 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-04 | 2022-07-15 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 — Asset management | 2019-03-04 | 2022-07-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-09-26 | 2019-02-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-09-26 | 2019-02-08 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2013-09-25 | 2016-09-19 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2013-09-25 | 2016-09-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-12-16 | 2019-02-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-12-16 | 2019-02-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-07-12 | 2019-02-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-07-12 | 2019-02-08 |