Yan Pang
龐艷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Pang (龐艷), a licensed former licensee with CE reference APG361. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 9 — Asset management | 2024-04-09 | 2025-06-30 |
| HashKey Capital Limited |
RO | Type 9 — Asset management | 2020-01-31 | 2023-04-25 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-09-07 | 2019-12-22 |
| DeepBlue Global Investment Limited 深藍全球投資有限公司 |
RO | Type 9 — Asset management | 2017-09-07 | 2019-12-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2009-04-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-13 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-13 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-13 | 2008-09-29 |