Jean-Christophe Roland Firmin Lombard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Christophe Roland Firmin Lombard ( ), a licensed former licensee with CE reference APG365. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamalican Asset Management Limited |
Rep | Type 9 — Asset management | 2024-11-13 | 2026-03-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-11 | 2023-09-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-07-11 | 2023-09-12 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-03 | 2022-07-11 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-01 | 2018-04-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-15 | 2020-08-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-16 | 2022-07-11 |