Hon Shui Leo Chan
陳瀚樞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Shui Leo Chan (陳瀚樞), a licensed Representative with CE reference APG915. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-16 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2025-05-16 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2020-08-28 | 2025-05-16 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2020-08-28 | 2025-05-16 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-26 | 2020-06-24 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-26 | 2020-08-28 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2019-06-26 | 2020-08-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-16 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-16 | 2008-11-21 |