Le Guan
官樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Guan (官樂), a licensed former licensee with CE reference APG916. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-08 | 2010-10-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-13 | 2009-10-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-13 | 2009-10-12 |