Kwai Shan Yau
尤桂珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Shan Yau (尤桂珊), a licensed former licensee with CE reference APG987. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-27 | 2008-10-01 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2007-08-01 |