Wing Wing Yan Tong
湯穎殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Wing Yan Tong (湯穎殷), a licensed former licensee with CE reference API139. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-07 | 2019-01-15 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-07 | 2019-01-15 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-31 | 2012-12-01 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-04 | 2012-08-31 |
| SynerWealth Financial Limited 匯心金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-09 | 2011-02-28 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-03 | 2010-03-06 |