Yvonne Lok Yee Lam
林樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Lok Yee Lam (林樂怡), a licensed former licensee with CE reference API272. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-01 | 2017-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-01 | 2017-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 9 — Asset management | 2016-06-29 | 2017-09-20 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-20 | 2016-06-20 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-20 | 2017-06-01 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | 2007-08-01 | 2015-02-04 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2007-08-01 | 2015-02-04 |