Tommy Ching Kwok Jim
詹政國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Ching Kwok Jim (詹政國), a licensed former licensee with CE reference APJ132. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2012-09-18 | 2015-09-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-06 | 2012-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-06 | 2012-07-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-02 | 2012-07-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-02 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-08-02 | 2008-11-24 |