Le Xiao
肖樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Le Xiao (肖樂), a licensed former licensee with CE reference APJ309. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-13 | 2014-04-08 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-13 | 2014-04-08 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-02-13 | 2014-04-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-06 | 2007-10-16 |