Jean-Louis Chi-Ho Tse
謝志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Louis Chi-Ho Tse (謝志豪), a licensed former licensee with CE reference APJ316. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-08-18 | 2023-10-20 |
| iCapital Hong Kong Limited | RO | Type 4 — Advising on securities | 2023-08-18 | 2023-10-20 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-02-16 | 2012-02-20 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-02-16 | 2012-02-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-06 | 2009-02-26 |