Stephen Wong
黃新君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wong (黃新君), a licensed Responsible Officer with CE reference APJ599. Currently licensed at 1 firm(s): Grandshores Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-02 | present |
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 9 — Asset management | 2025-09-02 | present |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-24 | 2024-06-04 |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
RO | Type 9 — Asset management | 2021-05-24 | 2024-06-04 |
| Feifan Asset Management Co., Limited 飛凡資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-17 | 2021-05-24 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 — Asset management | 2013-02-08 | 2021-04-01 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-13 | 2013-02-08 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 — Asset management | 2011-12-13 | 2012-09-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-09 | 2008-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2007-08-09 | 2008-04-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-09 | 2008-04-30 |